Financial Advisors - The Primer

Part 1

Introduction to the Primer

Part 2

A brief history gives you the context to understand the world of financial advisors today.  It looks long, but don't worry it reads quickly.   

Part 3

The details on the regulations and requirements your Financial Advisor operates under. Let's you know what all that "Series 7, Series 66" stuff is about.

Part 4

Because the minimum requirements for Financial Advisors are so low, option certifications enable a Financial Advisor to show he or she is above the minimums. Find out how to translate that alphabet soup on the business card.

Part 5

Find about about the various titles and companies out there.  Find out why most of it doesn't matter.

Part 6

Find out about the difference between a financial advisor and a financial planner.